Understanding Annotator Safety Policy with Interpretability

Alex Oesterling, Donghao Ren, Yannick Assogba, Dominik Moritz, Sunnie S. Y. Kim, Leon Gatys, Fred Hohman

arXiv:2605.05329 · 2026-05-08 공개 · arXiv · PDF

Abstract

Safety policies define what constitutes safe and unsafe AI outputs, guiding data annotation and model development. However, annotation disagreement is pervasive and can stem from multiple sources such as operational failures (annotators misunderstand or misexecute the task), policy ambiguity (policy wording leaves room for interpretation), or value pluralism (different annotators hold different perspectives on safety). Distinguishing these sources matters. For example, operational failures call for quality control, ambiguity calls for policy clarification, and pluralism calls for deliberation about incorporating diverse perspectives. Yet understanding why annotators disagree is difficult. Directly asking annotators for their reasoning is costly, substantially increasing annotation burden, and can be unreliable for both human and LLM annotators as self-reported reasoning often fails to reflect actual decision processes. We introduce Annotator Policy Models (APMs), interpretable models that learn annotators' internal safety policies from labeling behavior alone, making annotator reasoning visible and comparable without additional annotation effort. We validate that APMs accurately model annotator safety policy (>80% accuracy), faithfully predict responses to counterfactual edits, and recover known policy differences in controlled settings. Applying APMs to LLM and human annotations, we demonstrate two core applications: (1) surfacing policy ambiguity by revealing how annotators interpret safety instructions differently, and (2) surfacing value pluralism by uncovering systematic differences in safety priorities across demographic groups. Together, these capabilities support more targeted, transparent, and inclusive safety policy design.

한국어 요약

📋 한 줄 요약

**[AI 안전/해석가능성]** 어노테이터의 라벨링 행동만으로 내부 안전 정책을 학습·해석하는 Annotator Policy Models(APM)를 도입해 운영 실패·정책 모호성·가치 다원성을 구분한다.

🎯 핵심 기여도

💡 핵심 아이디어

어노테이터에게 직접 사유를 묻는 것은 비용이 크고 자기 보고가 부정확하므로, 라벨 데이터에서 해석 가능한 정책 모델을 역공학적으로 학습해 합의 불일치의 원인(운영/모호성/다원성)을 분리한다.

🔬 기술적 접근법

📊 주요 결과

💭 의의 및 한계

**의의**: 안전 데이터셋 품질을 ‘운영 실패 vs 정책 결함 vs 가치 다원’으로 진단해 정책 개선 방향을 제시. **한계**: 충분한 라벨 행동 데이터가 필요하며, 학습된 정책의 외부 일반화 검증은 도메인에 따라 제한적.

🚀 실용적 활용